How to thrive in the evolving regulatory landscape with Ruleguard.

💡 Balancing Innovation, Resilience & Competition in Financial Services Innovation has never been more vital, or more complex. Financial firms are under growing pressure to modernise, meet evolving regulatory expectations, and maintain resilience in an unpredictable market. In our latest blog, Priscilla Gaudoin FICA Certified, Head of Risk and Compliance at Ruleguard, explores how firms can successfully balance innovation, resilience, and competition, transforming compliance from a regulatory necessity into a strategic advantage. 🔍 Read the article to discover: How innovation can strengthen (not compromise) resilience The pivotal role of RegTech and AI in enabling confident growth What regulators are signalling about operational resilience and culture Practical steps to build agility into governance and oversight 👉 Read the full blog: Balancing Innovation, Resilience & Competition https://lnkd.in/eYXpndrm At Ruleguard, we help financial firms build resilient frameworks that enable innovation, ensuring compliance, governance, and risk management work together to drive competitive advantage. #RegTech #Innovation #FinancialServices #Compliance #RiskManagement #OperationalResilience #AIinFinance #Ruleguard

Balancing Innovation and Prudential Integrity At Risk Live Europe 2025, David Bailey, Executive Director of Prudential Policy at the Bank of England, set out a clear vision for how the PRA will foster innovation while maintaining prudential robustness. His keynote, “Innovation and Regulation: Striking the Balance,” outlined how the UK can nurture resilience and competitiveness side by side. Bailey reaffirmed the PRA’s Secondary Competitiveness & Growth Objective (SCGO)—ensuring policy promotes growth without compromising safety. From reduced Solvency II reporting to RegTech adoption, the PRA’s direction is clear: smarter, proportionate regulation that empowers innovation. He highlighted how AI, RegTech, and digital assets are reshaping supervision, with the PRA increasingly leveraging technology for “smart oversight.” For firms, this means embedding agility, strengthening governance, and preparing early for crypto and AI-related regulatory expectations. At Ruleguard, we help financial institutions meet these evolving demands. Our GRC platform enables firms to manage compliance efficiently across jurisdictions—streamlining oversight, enhancing accountability, and supporting confident, data-driven decisions. Innovation and resilience are two halves of the same regulatory coin. Let’s build both. #RegTech #PRA #RiskLive #Compliance #Innovation #Governance #FinancialServices #Ruleguard

#AI risk disclosures are no longer a compliance checklist they’re reshaping how #enterprises build trust, manage governance, and compete in regulated markets. 🌐 Discover how transparent #AIstrategies are driving resilience, investor confidence, and long-term value creation. Read the full insight here 👉 https://infoproweekly.com/ #AITrends #AIGovernance #EnterpriseStrategy #DigitalTransformation #AICompliance #TechLeadership #RiskManagement #ESGInsights #CorporateTransparency #AIInnovation #BusinessGrowth #InfoProWeekly

The pattern (and the risk): strong tech, weak governance. Most teams show product velocity but can’t evidence AI control—no model risk program, no audit-ready artifacts, no incident playbook. Regulators and market bodies have been waving this red flag for years, and the latest surveys still show governance gaps and costly AI incidents.

Are algorithms reshaping finance or simply reinforcing what already exists? In the latest Capco Journal of Financial Transformation, we argue that algorithmic technologies are not neutral tools. By prioritizing automation over human judgment, they are redefining how financial regulation and governance operate, sometimes in ways that risk sidelining ethical considerations. The message is clear: technology in governance needs careful scrutiny, and its broader impacts must be part of the conversation. ➡️ Read the full article: https://okt.to/ZNypi4 ➡️ Explore the full Journal: https://okt.to/T7AVLk #CapcoInstitute #FinancialRegulation #Algorithms #Governance #CapcoJournal

Financial crime strategies often look strong on paper — but can fracture in practice. Not because people aren’t working hard. Not because the technology isn’t there. Not because regulators don’t care. The real problem lies in the calibration gap: the subtle but critical drift between what’s intended at the strategic level and what actually happens on the ground. Firm are converging - bringing compliance, fraud, technology, operations, and commercial teams closer together. But convergence alone is not enough. Success depends on translation, the connective tissue that reconciles different perspectives, incentives, and pressures so strategy becomes coherent execution, not fragmented action. In our new Insights paper, Olivia Kearney explores: 🔹 Why small misalignments add up to the “thousand-cut fracture” 🔹 How incentives, language, and context quietly undermine delivery 🔹 Practical steps to treat translation as infrastructure: explicit trade-offs, checkpoints, cross-functional fluency, and constructive friction Because criminals don’t wait for your alignment meetings. They thrive in the seams you don’t even see. 📄 Read the full paper here: https://hubs.li/Q03Pq_3z0 #FinancialCrime #RiskManagement #Compliance #OperationalResilience #TranslationAsInfrastructure

The global financial system is entering a new phase, one characterized by real-time intelligence, transparency, and resilience. As technology reshapes how capital flows and risks arise, the challenge facing regulators and institutions is clear: building trust at the speed of digitalization. From AI-driven risk analytics to cross-border data collaboration, the future of regulation depends on our ability to transform complexity into clarity and policy into progress. Stability is no longer static; it must be adaptive, data-driven, and traceable. The question is not whether financial systems will evolve, but whether our frameworks can evolve quickly enough to guide them. #FinancialStability #Leadership #DigitalTransformation #RiskManagement #RegTech #FinancialAI #DataAnalytics #PublicTrust #Innovation #FutureofFinancial

Multi-objective optimisation transforms complex decision-making by aligning financial performance, risk mitigation, and sustainability goals— rather than optimising single metrics in isolation. Advanced #algorithms evaluate trade-offs across profitability, compliance, and stakeholder expectations to uncover #strategies that perform across all dimensions. By integrating this approach, organizations can prioritize the most effective actions to enhance strategic planning, reduce risk, and maximize both business and #ESG outcomes. Stay tuned for some exciting updates!

Surprised to see that 64% of FS&I firms lack confidence in their data. With AI and digital transformation moving fast, strong data foundations are more important than ever. This new report offers some timely insights

Surprised to see that 64% of FS&I firms lack confidence in their data. With AI and digital transformation moving fast, strong data foundations are more important than ever. This new report offers some timely insights